Partial Summary Judgment Granted Against Woman Who SEC Says Ran Stock Scheme

(January 4, 2024, 2:57 PM EST) -- AUSTIN, Texas — A federal judge in Texas adopted a magistrate judge’s report recommending the grant of partial summary judgment in the favor of the Securities and Exchange Commission, agreeing with the magistrate judge’s conclusion that there is no genuine dispute of fact that a Texas woman knowingly defrauded clients through a stock options trading scheme....

Partial Summary Judgment Granted Against Woman Who SEC Says Ran Stock Scheme

Attached Documents

Related Sections