Federal Court To Decide Unregistered Dealer’s Remedies To SEC In Summary Judgment

(November 28, 2023, 2:51 PM EST) -- ST. PAUL, Minn. — A federal judge in Minnesota denied a motion from a financial company and its principal member seeking a jury trial or advisory jury to determine remedies after the judge granted the Securities and Exchange Commission’s motion for summary judgment, saying the company does not explain why an advisory jury should be used....