Appeal Of Final Judgment In SEC Enforcement Action Deemed Frivolous

Mealey's (October 16, 2019, 10:33 AM EDT) -- ATLANTA — In an unpublished per curiam opinion, an 11th Circuit U.S. Court of Appeals panel on Oct. 11 ruled that a pro se defendant’s appeal of a final judgment and disgorgement order against him is frivolous and barred by the law-of-the-case doctrine (Securities and Exchange Commission v. Daniel Imperato, et al., No. 19-11062, 11th Cir., 2019 U.S. App. LEXIS 30495)....