Supreme Court Will Not Take Up Securities Broker’s Appeal In SEC Action

Mealey's (December 7, 2021, 12:21 PM EST) -- WASHINGTON, D.C. — The U.S. Supreme Court on Dec. 6 declined review of a Second Circuit U.S. Court of Appeals panel’s ruling upholding a federal district court’s denial of a convicted securities broker’s request to modify the terms of a consent judgment filed against him since he did not understand the tax consequences of the judgment....