Barclays Agrees To Pay More Than $97M To Settle SEC Enforcement Action

(May 12, 2017, 10:53 AM EDT) -- WASHINGTON, D.C. — Barclays Capital Inc. will pay more than $97 million to settle claims filed by the Securities and Exchange Commission alleging that the broker-dealer overcharged investors from September 2010 to March 2015 for services not provided, according to an order instituting cease-and-desist proceedings filed May 10 by the SEC (In the Matter of Barclays Capital Inc., No 3-17978, SEC)....

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