DOL’s Appeal Over Vacated Rollover Recommendations Policy Is Voluntarily Dismissed

Mealey's (May 18, 2023, 1:44 PM EDT) -- TAMPA, Fla. — The 11th Circuit U.S. Court of Appeals on May 17 granted voluntary dismissal of an appeal the U.S. Department of Labor (DOL) filed over a ruling that vacated and remanded to the agency a rollover recommendations policy that a Florida federal judge said “impermissibly unmoors the focus of the inquiry into whether an individual is a fiduciary away from a specific” Employee Retirement Income Security Act plan....

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