SEC U.S. Supreme Court Brief: Disgorgement Of Funds Is Valid Under Exchange Act
Mealey's (January 21, 2020, 2:13 PM EST) -- WASHINGTON, D.C. — In a brief filed Jan. 15, the U.S. Securities and Exchange Commission argues to the U.S. Supreme Court that Section 21(d)(5) of the Exchange Act authorizes the disgorgement...
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