Mealey's (January 3, 2020, 9:32 AM EST) -- WASHINGTON, D.C. — The Securities and Exchange Commission has not been granted the power by Congress to seek disgorgement in civil enforcement actions and has instead been granted “other specific enforcement...
SEC Lacks Power To Seek Disgorgement In Enforcement Actions, Petitioners Argue
To view the full article, register now.
Try for FREE for fourteen days
Already a subscriber? Click here to login