Determination Of Constitutionality Of ALJ Proceedings Sought

(December 3, 2018, 1:50 PM EST) -- SAN DIEGO — An investment adviser and his investment company filed a complaint in California federal court on Nov. 28, seeking declaratory and injunctive relief prohibiting the Securities and Exchange Commission, its chairman and the acting U.S. attorney general from relitigating its securities fraud claims against him (Raymond J. Lucia Companies Inc., et al. v. U.S. Securities and Exchange Commission, et al., No. 18-2692, S.D. Calif.)....

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