Investment Adviser’s Petition For Review Of SEC Ruling Dismissed

Mealey's (April 30, 2018, 2:17 PM EDT) -- CHICAGO — An investment adviser’s petition for review of a Securities and Exchange Commission’s order denying his application for re-entry into the securities industry is untimely because it was not filed within the statutory window to file, a Seventh Circuit U.S. Court of Appeals panel ruled April 26 in dismissing the petition (Eric D. Wanger v. Securities and Exchange Commission, No. 17-2868, 7th Cir., 2018 U.S. App. LEXIS 10579)....